Meeting Your Global Compliance Objectives
Senior Executive Dinner for the Finance Industry

Lanesborough Hotel, London
June 18th, 2007
5.30pm – 9.00pm

Financial institutions are faced with increasing regulatory requirements that continue to be more and more demanding. Ensuring the highest standards of compliance is a primary goal for you as a global financial organisation. With increasingly stringent and differing legislation rules and regulations across the world, such as MiFID, KYC, Basel II, Sarbanes-Oxley, SEC, etc., what is the best way to approach such a complex task? How are your fellow peers in the financial industry dealing with their global compliance measures?

Learn About ABN Amro Bank’s Approach to Compliance
On behalf of the Know Your Customer Alliance, Mobius cordially invites you to an exclusive dinner at the Lanesborough Hotel in London, where you will have the opportunity to discuss the issues associated with complying regulatory controls, over dinner with your fellow peers in the industry.

The discussion will be hosted by Tony DeBree, Project Leader for Client Acceptance and Anti-Money Laundering at ABN Amro Bank. Tony will share with you the approach taken by ABN Amro in deploying a strategy that is serving the bank’s global operations and is giving ABN Amro full transparency, traceability and accountability in all of its business dealings.

The following topics will be discussed over dinner:

  • Records Management
  • Know Your Customer policies
  • Anti-money laundering
  • Anti-terrorism financing
  • Corporate governance

Know Your Customer Alliance
Mobius is part of the KYC Alliance which consists of edge IPK, Morse and Sun Microsystems. The KYC Alliance members each have an expertise critical to a successful “know your customer” strategy. Together the alliance helps companies identify and deploy the technologies and methodologies that will protect their interests and ensure compliance.

RSVP by June 11th 2007
We are limiting this roundtable discussion to just 15 attendees, so please register your interest early by calling Jeanne Lack or Tulin Pledger on +44 (0) 1784 484700. Alternatively, you can register online at www.mobius.com

Yours sincerely,

Karry Kleeman
Senior Vice President - EMEA
Mobius Management Systems

 


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